Carol Tanjutco specializes in investing, model portfolio construction, asset allocation, lifestyle and legacy planning, and tactical investment strategy. She works with independent broker-dealers, “finding the needle in a haystack” to deliver alpha. She holds FINRA Series 6, 7, 63, 65, and 66 licenses and is a member of the Million Dollar Round Table, Court of the Table.

She began her financial services career in 2005 as a Chief Compliance Officer after practicing litigation in her private law practice. In 2012 she transitioned to a securities firm. Her recognitions include Northeast Zone Top Investment Annuity Adviser (2014), Manhattan General Office Eagle Award (2019), and recognition as a business leader in the Filipino-American community in New York. She frequently serves as a resource speaker for grassroots organizations on topics such as mutual fund investing, financial planning, elder abuse prevention, and related financial compliance matters.

In today’s ever-changing fiscal environment — including developments such as the SECURE Act 2.0 and lesser-known reporting requirements like the Foreign Bank Account Reporting (FBAR) — it is increasingly important to consult an internationally experienced professional. I collaborate with CPAs and tax attorneys to complement your team of advisers.